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iLaw Dictionary
California
Law Dictionary
Standing
Standing
Standing is a judicially-created doctrine -- "an essential
and unchanging part of the case-or-controversy requirement
of Article III." Lujan v. Defenders of Wildlife, 504 U.S. 555,
560 (1992). "No principle is more fundamental to the judiciary's
proper role in our system of government than the constitutional
limitation of federal-court jurisdiction to actual
casesor controversies.
" Simon v. Eastern Ky. Welfare Rights Org., 426 U.S. 26, 37 (1976).
Standing, unlike other jurisdictional doctrines, " `focuses on the party
seeking to get his complaint before a federal court and not on the issues
he wishes to have adjudicated.' " Id. at 38 (quoting Flast v. Cohen, 392
U.S. 83,99 (1968)). To demonstrate standing, a plaintiff must
(1)
"have suffered an `injury in fact'
-- an invasion of a legally
protected interest which is (a) concrete and particularized and
(b) `actual or imminent, not `conjectural or hypothetical;' "
(2) "there must be a
causal connection between the injury and
the conduct complained of -- the injury has to be`fairly . . .
trace[able] to the challenged action of the defendant, and not
. . . th[e] result [of] the independent action of some third
party
not before the court;' " and (3) "it must be
`likely' as opposed
to merely `speculative,' that the injury will be`redressed
by
a favorable decision.' " Defenders of Wildlife, 504 U.S. at
560-61 (citations omitted) (alterations in original).
Opinion citing this authority is below:
Jump To Standing
PRITIKIN v. DEP'T OF ENERGY, No 99-35581 (9th Cir. June 13, 2001-PDF)
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
TRISHA T. PRITIKIN,
Plaintiff-Appellant,
v.
No. 99-35581
DEPARTMENT OF ENERGY, JOHN D.
D.C. No.
WAGONER, in his official capacity
CV-98-3049-EFS
as manager of DOE Richland
Operations, and SPENCER OPINION
ABRAHAM,1 in his official capacity
as Secretary of the US DOE,
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of Washington
Edward F. Shea, District Judge, Presiding
Argued and Submitted
February 15, 2001--Seattle, Washington
Filed June 13, 2001
Before: Stephen Reinhardt, Kim McLane Wardlaw, and
Ronald M. Gould, Circuit Judges.
Opinion by Judge Wardlaw
_________________________________________________________________
1 Spencer Abraham is substituted for his predecessor, Frederico Pena, as
Secretary of the Department of Energy. Fed. R. App. P. 43(c)(2).
7381
7382
7383
COUNSEL
Tom H. Foulds, Tom H. Foulds & Associated Counsel, Seattle,
Washington, for the plaintiff-appellant.
David C. Shilton (argued), Department of Justice, Washington,
D.C., for the defendants-appellees.
Greer S. Goldman (on brief), Department of Justice Environment
and Natural Resources Division, Washington, D.C., for
the defendants-appellees.
_________________________________________________________________
7384
OPINION
WARDLAW, Circuit Judge:
Trisha T. Pritikin appeals the district court's entry of summary
judgment in favor of the Department of Energy
("DOE"). Pritikin sued DOE to compel it to budget for the
medical monitoring program that the Agency for Toxic Substances
and Disease Registry ("ATSDR") was required to
institute at the Hanford Nuclear Reservation ("Hanford"). The
district court concluded that it lacked subject matter jurisdiction
on two grounds: (1) Pritikin failed to meet the requirements
for instituting a citizen's suit under the Comprehensive
Environmental Response, Compensation, and Liability Act,
42 U.S.C. § 9659(a)(1) and (2) ("CERCLA"); and (2) there
was no final agency action to challenge under the Administrative
Procedure Act, 5 U.S.C. § 701, et seq. ("APA"). We
agree that we lack jurisdiction to entertain this action, but rely
on a third ground: Pritikin lacks constitutional standing to
compel DOE to make budget requests and to reprogram existing
funds for the medical monitoring program because she
cannot show that its failure to do so is the cause of the injury
she seeks to redress or that requiring DOE to do so will result
in ATSDR's implementation of the medical monitoring program.
We have jurisdiction pursuant to 28 U.S.C.§ 1291, and
we affirm.
I. Factual Background
The Hanford Nuclear Reservation in Richland, Washington,
is owned by DOE and was established in 1943 as part of
the Manhattan Project to produce plutonium for nuclear weapons.
For three decades, radioactive, toxic and hazardous substances
were released from Hanford as by-products of the
plutonium production process. From 1944 to 1957, it is estimated
that 700,000 to over 1.1 million curies of radioactive
iodine-131 were emitted into the air through exhaust stacks,
and more that 22 million curies of radioactive material were
7385
released into the Columbia River during the cooling process.
These releases exposed thousands of persons living and working
downwind and downstream from the site to radioactive
iodine. The most damaging exposure to radioactive iodine-
131 occurred through the consumption of contaminated milk,
produced by cows grazing in contaminated fields. Human
exposure to radioactive iodine-131 often results in thyroid disease,
as the toxic chemical is usually stored in the thyroid
gland.
In 1989, the Environmental Protection Agency ("EPA")
placed the Hanford site on its National Priorities List
("NPL"), which ranks the most serious hazardous waste sites
in the United States, and since that time, Hanford has been the
subject of an environmental cleanup. To expedite the cleanup,
ATSDR and DOE entered into a Memorandum of Understanding
("MOU") and a series of Interagency Agreements
("IAGs") to delineate the responsibilities of the respective
agencies as well as to provide funding for the ATSDR's statutorily
required health assessment activities at the Hanford site
for fiscal years ("FY") 1991-1996. In 1994, as part of a negotiation
during the pendency of the appeal of Hanford Downwinders
Coalition Inc. v. Dowdle, 841 F. Supp. 1050, aff'd,
71 F.3d 1469 (9th Cir. 1995),
2 ATSDR initiated a formalreview of the health effects of hazardous substances at Hanford.
In 1997, ATSDR concluded that there was "a significant
increased risk of adverse health effects in humans from exposure
to hazardous substances" due to toxic waste exposure.
Once this "significant risk" determination was made, 42
_________________________________________________________________
2 The Hanford Downwinders Coalition sought injunctive relief requiring
ATSDR to initiate a health surveillance program (also known as a medical
monitoring program) for people exposed to the toxic substances emitted
from Hanford. On appeal, we concluded that although ATSDR had a mandatory
duty under 42 U.S.C. § 9604(i)(9) to implement a medical monitoring
program once it determined that "a significant increased risk of
adverse health effects" existed at Hanford, we lacked jurisdiction to order
such a program because the requisite determination had not yet been
made. Dowdle, 71 F.3d at 1474-75.
7386
U.S.C. § 9604(i)(9) required ATSDR to implement a medical
monitoring program to screen the population for those diseases
for which the risk had been significantly increased and
to refer affected individuals to treatment. 42 U.S.C.
§ 9604(i)(9).
In February of that same year, DOE transferred the Hanford
funding responsibility from its headquarters to a field office
in Richland.
3 Following the transfer, in a letter dated October10, 1997, John Wagoner, manager of the DOE-Richland
Operations Office, informed ATSDR that DOE could not"accept
the funding burden specified in [the August 11, 1997]
draft IAG."
4 Explaining that the regional office could notaccept "unfunded mandates" from DOE Headquarters and its
belief that it is "unacceptable for DOE to fund non-
Environmental Management activities with Environmental
Management funds," Wagoner specifically requested that
ATSDR help DOE "engage the Administration on the issue of
funding." As an interim measure, Wagoner requested that
ATSDR identify the minimum funding levels it needed to
begin work in FY 1998. ATSDR and DOE-Richland never
reached an agreement, and as a result, no IAGs were established
after FY 1996. In early March, Pritikin served her
Notice of Intent to Sue, dated January 13, 1998. Approximately
one week later, on March 19, 1998, DOE announced
its intent to transfer $5 million from another appropriation
_________________________________________________________________
3 This transfer was announced in a memorandum from Alvin L. Alm,
DOE Assistant Secretary for Environmental Management, on February 27,
1997. Because "[f]unding this compliance program from Headquarters
[was] no longer possible given the congressional budget decision with
respect to the Program Direction Account[,] " the program was "moved
from Headquarters to the field for funding and execution." Attached to the
memorandum was a model IAG, but it is unclear from the record whether
that model IAG was the same draft IAG submitted to the Richland field
office by ATSDR in August 1997.
4 The 1997 draft IAG was proposed by ATSDR after Richland had
assumed responsibility for funding the Hanford program. All previous
IAGs were entered into between ATSDR and DOE Headquarters.
7387
toward funding the medical monitoring program. DOE did not
include funding for ATSDR's medical monitoring program in
its budget proposal for FY 1999, and ATSDR has yet to begin
the statutorily required medical monitoring program.
Trisha T. Pritikin was born in Richland, Washington, near
the Hanford facility, in 1950, and she lived there for the first
ten years of her life. As a result of in utero and childhood
exposure, Pritikin's thyroid gland and endocrine system were
severely damaged. Thus, she is qualified to participate in
ATSDR's medical monitoring program. She initiated this suit
to force ATSDR to implement the statutorily required program.
Pritikin believes that if DOE were to first request and
then provide the funding, ATSDR would begin the medical
monitoring program, and her medical needs would then be
addressed.
II. Statutory History
To understand why Pritikin does not have standing to
bring this cause of action against DOE, it is necessary to
understand the statutory framework of CERCLA
5 -- and, inparticular the responsibilities it imposes on the different agencies
involved in the clean-up of a toxic waste site. CERCLA
was enacted to " `protect and preserve public health and the
environment' by facilitating the expeditious and efficient
cleanup of hazardous waste sites." Dowdle, 71 F.3d at 1473-
74 (quoting Wilshire Westwood Assoc. v. Atlantic Richfield
Corp., 881 F.2d 801, 804 (9th Cir. 1989)). CERCLA establishes
a procedure to facilitate hazardous waste site clean-ups
and insures that whoever undertakes the clean-up can recover
those costs from potentially responsible parties ("PRPs"). 42
U.S.C. §§ 9604, 9606, 9607, and 9620. Here, DOE qualifies
as a PRP under § 9607(a)(4) because, as the owner of the
Hanford site, it accepted hazardous substances for transport.
_________________________________________________________________
5 42 U.S.C. §§ 9601-9675, as amended by the Superfund Amendments
and Reauthorization Act of 1986 (SARA, Pub. L. No. 99-499, 100 Stat.
1613) (1986).
7388
The 1986 Superfund Amendments and Reauthorization
Act ("SARA") established ATSDR within the Department of
Health and Human Services to assess and study the health
effects of hazardous substances and to institute medical programs
when needed. 42 U.S.C. §§ 9604(i). The PRPs are liable
for, among other things, "the costs of any health
assessment or health effects study carried out under section
9604(i)," and liability attaches even if the PRP was unaware
of the toxic waste at the time in question. 42 U.S.C.
§ 9607(a)(4)(D). Thus, DOE is liable for the cost of any medical
monitoring program that ATSDR "carried out " at Hanford.
CERCLA also allows Superfund money to be used to
finance the clean-up and provides a cause of action for its
reimbursement from PRPs. 42 U.S.C. §§ 9607(a) and 9611(a).
Section 9620 waives the federal government's sovereign
immunity and makes those federal departments and agencies
which qualify as PRPs subject to § 9607 liability. Section
9620 also requires the head of the each responsible federal
department to (1) enter into an IAG with the EPA administrator
to expedite the completion of all necessary remedial
action; (2) submit a review of alternative agency funding for
the remedial action in its annual budget to Congress; and (3)
submit an annual progress report. 42 U.S.C. § 9620.
III. Prior Proceedings
Pritikin brought this action against DOE pursuant to the
Citizen Suit provisions of CERCLA, 42 U.S.C. § 9659(a)(1)
and (2), and the APA, 5 U.S.C. § 701, et seq. She seeks a declaration
that DOE is liable for funding ATSDR's medical
monitoring program and an injunction compelling DOE to (i)
include in its budget requests the amounts necessary to fully
fund the Hanford medical monitoring program and disease
registry program for FY 1999 and beyond; (ii) reprogram
budget items committed to it for other programs or by special
appropriation in its FY 1998 budget to cover the full amounts
planned by ATSDR for its Hanford program; and (iii) to comply
with CERCLA reporting requirements and disclose to
7389
Congress its failures to fund ATSDR's mandatory programs
and to reach IAGS with ATSDR. DOE moved for dismissal
pursuant to Fed. R. Civ. P. 12(b)(6), or in the alternative, for
summary judgment for lack of subject matter jurisdiction.
Neither party raised the issue of standing in the district
court. As a result, the district court granted DOE's motion for
summary judgment without addressing whether Pritikin had
constitutional standing to initiate her suit against DOE. It
rejected citizen suit
6 jurisdiction on the ground that Pritikin_________________________________________________________________
6 42 U.S.C. § 9659 provides in relevant part:
(a) Authority to bring civil suits
any person may commence a civil action on his own behalf -
(1) against any person (including the United States and any
other governmental instrumentality or agency, to the extent permitted
by the eleventh amendment to the Constitution) who is
alleged to be in violation of any standard, regulation, condition,
requirement, or order which has become effective pursuant to this
chapter (including any provision of an agreement under section
9620 of this title, relating to Federal facilities); or
(2) against the President or any other officer of the United
States (including the Administrator of the Environmental Protection
Agency and the administrator of the ATSDR) where there is
alleged a failure of the President or of such other officer to perform
any act or duty under this chapter, including an act or duty
under section 9620 of this title (relating to Federal facilities),
which is not discretionary with the President or such other officer.
. . .
(c) Relief
The district court shall have jurisdiction in actions brought
under subsection (a)(1) of this section to enforce the standard,
regulation, condition, requirement, or order concerned (including
any provision of an agreement under section 9620 of this title),
to order such action as may be necessary to correct the violation,
and to impose any civil penalty provided for the violation. The
district court shall have jurisdiction in actions brought under subsection
(a)(2) of this section to order the President or other officer
to perform the act or duty concerned.
7390
could not establish a § 9659(a)(1) "requirement" or a
§ 9659(a)(2) "duty" which DOE had either violated or failed
to perform. Alternatively, the district court determined that it
did not have subject matter jurisdiction under the APA
because there was neither "final agency action " nor a "definitive
statement of an agency's position" for which judicial
review is authorized under 5 U.S.C. § 704.
7IV. Standing
We review an order granting summary judgment de novo,
Auvil v. CBS "Sixty Minutes," 67 F.3d 816, 819 (9th Cir.
1995), and we may affirm the district court on any ground
supported by the record, Franklin v. Terr, 201 F.3d 1098,
1100 n.2 (9th Cir. 2000). Although the issue of standing was
not raised in the district court, because it is one of jurisdiction,
we may consider it for the first time on appeal. FW/PBS, Inc.
v. City of Dallas, 493 U.S. 215, 230-31 (1990); Alameda
Newspapers, Inc. v. City of Oakland, 95 F.3d 1406, 1411 n.5
(9th Cir. 1996).
Standing is a judicially-created doctrine -- "an essential
and unchanging part of the case-or-controversy requirement
of Article III." Lujan v. Defenders of Wildlife, 504 U.S. 555,
560 (1992). "No principle is more fundamental to the judiciary's
proper role in our system of government than the consti-
_________________________________________________________________
7 5 U.S.C. § 704 provides:
Agency action made reviewable by statute and final agency
action for which there is no other adequate remedy in a court are
subject to judicial review. A preliminary, procedural, or intermediate
agency action or ruling not directly reviewable is subject to
review on the review of the final agency action. Except as otherwise
expressly required by statute, agency action otherwise final
is final for the purposes of this section whether or not there has
been presented or determined an application for a declaratory
order, for any form of reconsideration, or, unless the agency otherwise
requires by rule and provides that the action meanwhile is
inoperative, for an appeal to superior agency authority.
7391
_________________________________________________________________
tutional limitation of federal-court jurisdiction to actual cases
or controversies." Simon v. Eastern Ky. Welfare Rights Org.,
426 U.S. 26, 37 (1976). Standing, unlike other jurisdictional
doctrines, " `focuses on the party seeking to get his complaint
before a federal court and not on the issues he wishes to have
adjudicated.' " Id. at 38 (quoting Flast v. Cohen, 392 U.S. 83,
99 (1968)). To demonstrate standing, a plaintiff must (1)
"have suffered an `injury in fact' -- an invasion of a legally
protected interest which is (a) concrete and particularized and
(b) `actual or imminent, not `conjectural or hypothetical;' "
(2) "there must be a causal connection between the injury and
the conduct complained of -- the injury has to be`fairly . . .
trace[able] to the challenged action of the defendant, and not
. . . th[e] result [of] the independent action of some third party
not before the court;' " and (3) "it must be `likely' as opposed
to merely `speculative,' that the injury will be`redressed by
a favorable decision.' " Defenders of Wildlife, 504 U.S. at
560-61 (citations omitted) (alterations in original).
DOE does not challenge the first prong of the standing
requirements and rightfully so -- Pritikin's inability to
receive medical screening due to ATSDR's failure to implement
the Hanford medical monitoring program establishes a
cognizable injury. DOE argues, however, that because Pritikin
fails to show how including funding for ATSDR's medical
monitoring program in its budget request would result in the
program actually being carried out, she has demonstrated neither
causation nor redressability, and therefore, she lacks
standing. We agree that Pritikin has failed to demonstrate the
second and third prongs of the constitutional standing requirements
and that we therefore lack jurisdiction over her claims.
A. Causation
To meet the causation requirement, Pritikin's injury --
her inability to receive medical screening -- must be fairly
traceable to DOE's failure to include funding for the Hanford
medical monitoring program in its budget requests. It cannot
7392
be " `the result of the independent action of some third party
not before the court.' " Defenders of Wildlife, 504 U.S. at 560
(quoting Simon, 426 U.S. at 41-42) (alterations omitted). By
claiming that DOE's failure "to fulfill its obligation to fund
the Medical Monitoring Program and the Exposure Subregistry
Program" has deprived her of needed medical surveillance,
Pritikin's claim presupposes that a budget request for
funding would necessarily result in the funding and that if the
funding were provided the program would necessarily begin.
Thus, even at first blush, Pritikin's standing appears weak, as
her theory omits a necessary step in the causation chain -- the
independent decision of ATSDR, a third party not before the
court, to begin the medical monitoring program.
Pritikin argues that by failing to include the medical monitoring
program in its budget request, DOE did not"take such
steps as may be necessary to . . . eliminate or substantially
mitigate the significant risk to human health." 42 U.S.C.
§ 9604(i)(11).
8 According to Pritikin, this provision imposesan affirmative duty on DOE to provide ATSDR with the funding
it needs to initiate the medical monitoring program before
any costs have been incurred. Although this "duty " is without
support in the text of CERCLA, Pritikin argues that her
inability to obtain medical screening is "directly traceable" to
DOE's failure to perform it. We disagree.
In Simon, indigents and organizations of indigents claimed
the Secretary of the Treasury and the Commissioner of the
Internal Revenue Service issued Revenue Ruling 69-545,
which extended tax benefits to nonprofit hospitals that offered
treatment to indigents on an emergency basis only, in violation
of the Internal Revenue Code of 1954 and the APA. They
argued that the ruling encouraged hospitals to deny service to
_________________________________________________________________
8 42 U.S.C. 9604(i)(11) requires the President to take "such steps," but
the President delegated this responsibility to the executive department
heads and granted them the authority to carry out the functions of Section
104. Executive Order 12580 section 2(k).
7393
the individual indigents and members of the indigent organizations.
Simon, 426 U.S. at 33. The Supreme Court disagreed,
concluding that it was pure speculation as to "whether the
denials of service specified in the complaint fairly can be
traced to petitioners' `encouragement' or instead result from
decisions made by the hospitals without regard to the tax
implications." Id. at 42-43. The Court found it "equally speculative
whether the desired exercise of the court's remedial
powers in this suit would result in the availability to [the indigents]
of such services." Id. at 43. Because there was no evidence
suggesting that the issuance of the ruling caused the
hospitals to deny indigents treatment, id. at 28, and because
"unadorned speculation will not suffice to invoke the federal
judicial power[,]" the Court held that respondents lacked
standing, id. at 44.
The need to speculate as to the causal link between the
actions of the party being sued and the alleged injury arose
because, like Pritikin, the Simon plaintiffs sued the wrong
party: rather than suing the hospitals refusing indigents care,
they sued the people responsible for promulgating the revenue
ruling. Although the plaintiffs successfully alleged an injury,
the Court reasoned an "injury at the hands of a hospital is
insufficient by itself to establish a case or controversy in the
context of this suit, for no hospital is a defendant." Id. at 41.
Here, Pritikin has not sued a party with the clear ability to act.
Rather than suing the ATSDR, the party with the statutory
power and duty to act, Pritikin has sued DOE, the party liable
for "the costs of any health assessment or health effects study
carried out . . . ." 42 U.S.C. § 9607(a)(4)(D). Although she
has sufficiently alleged that she was injured by the failure to
implement a medical monitoring program at Hanford,"[an]
injury at the hands of [ATSDR] is insufficient by itself to
establish a case or controversy in the context of this suit, for
[ATSDR] is [not] a defendant." See Simon, 426 U.S. at 41.
Similarly, in Duquesne Light Co. v. United States Environmental
Protection Agency, 166 F.3d 609 (3d Cir. 1999), the
7394
independent actions of a third party, not before the court, were
at issue. The Third Circuit concluded that the Duquesne Light
Company lacked standing to judicially challenge the EPA's
approval of Pennsylvania's state implementation of the Clean
Air Act. The utility company claimed that it lost emission
reduction credits (ERCs) and faced higher operation costs as
a result of EPA's approval. Duquesne, 166 F.3d at 612. The
Third Circuit held that Duquesne's injury was "manifestly the
product of the independent action of a third party -- Pennsylvania's
Department of Environmental Protection[,]" which
redefined the state implementation plan "in such a way that
Duquesne may not receive ERCs for its dormant plant. " Id. at
613. This, in turn, reduced the number of ERCs Duquesne
claimed it would have received had the less stringent requirements
of federal law been applied. Because the Clean Air Act
required the EPA to approve any state plan that met the minimum
federal requirements, which Pennsylvania's plan did,
the EPA did not have the power to change its decision or to
order Pennsylvania to relax its clean air requirements. Id.
Thus, the Third Circuit concluded that the EPA's approval of
the Pennsylvania plan was not "fairly traceable " to
Duquesne's injury. Id.
As in Duquesne, Pritikin's injury is "manifestly the
product of the independent action of a third party. " Id.
Although DOE is liable for "the costs of any health assessment
or health effects study carried out under section 9604(i)
of this title," 42 U.S.C. § 9607(a)(4)(D), ATSDR is responsible
for implementing the program once it "has determined
that there is a significant increased risk of adverse health
effects in humans from exposure to hazardous substances
based on the results of a health assessment conducted under
paragraph (6) . . . ." 42 U.S.C. § 9604(i)(9). ATSDR is not
required to wait for DOE's funding before beginning the Hanford
medical monitoring program; it can seek an alternate
source of funding. Thus, any failure to implement the medical
monitoring program lies at the hands of ATSDR.
7395
In a factually analogous decision, the Seventh Circuit held
that the Area Transport did not have standing to challenge the
Federal Transit Administration's (FTA) decision regarding
the sanctions imposed on Mass Transportation Administration
of Flint, Michigan (MTA) for simultaneously receiving federal
grants and providing exclusive school bus service. Area
Transp, Inc. v. Ettinger, 219 F.3d 671, 672-74 (7th Cir. 2000).
Area Transport argued that the FTA's ruling requiring MTA
to cease providing illegal school bus services if it wished to
continue receiving federal grants was too lenient, and
requested that the court both declare MTA ineligible to
receive future grants and compel FTA to order MTA to repay
the grants illegally received. Area Transport , 219 F.3d at 672.
Area Transport argued that it was injured by continued competition
with MTA, which had an unfair advantage due to its
illegal appropriation of funds. Because there was no information
in the record that once the FTA issued its cease and desist
order, MTA was still competing with Area Transport, Area
Transport could not show that imposing less harsh sanctions
would improve competition between the two. Id. at 673. In
response to Area Transport's argument that MTA would be
competing with impermissibly fattened coffers, the Seventh
Circuit observed "to the extent that such an outcome requires
not only that MTA react to the FTA's cease and desist order
by forgoing future federal grants in favor of continuing its
school bus service, but also that MTA do so successfully, this
scenario is both highly speculative and dependent on uncertain
actions by MTA, who is not before us." Id. Thus, the Seventh
Circuit held that there was no causal connection between
the FTA's imposition of less harsh sanctions and the competitive
injury suffered by Area Transport.
9 Id.Pritikin faces similar causation problems. She cannot
show that DOE's failure to request funding prevented ATSDR
from implementing the medical monitoring program. ATSDR
_________________________________________________________________
9 The court assumed, without deciding, that Area Transport successfully
alleged a continuing injury. Area Transport, 219 F.3d at 673.
7396
could have sought alternative funding sources, like Superfund,
to begin the monitoring program. Thus, Pritikin's argument
that ATSDR could not institute its medical monitoring
program because it did not receive funding specifically from
DOE "is both highly speculative and dependent on uncertain
actions by [ATSDR], who is not before us." See id.
B. Redressability
Many of the problems Pritikin encounters in establishing
causation also affect her ability to demonstrate that a decision
in her favor "will produce tangible, meaningful results in
the real world" -- or in other words -- to establish that her
claim is redressable. Common Cause v. Dept. of Energy, 702
F.2d 245, 254 (D.C. Cir. 1983). As demonstrated above, this
case is "one of third-party causation" -- Pritikin "seeks to
change [DOE's] behavior only as a means to alter the conduct
of a third party, not before the court, who is the direct source
of [Pritikin's] injury." See Common Cause, 702 F.2d at 251.
Thus, we must determine whether requiring DOE to include
the Hanford medical monitoring program in its budget request
will result in ATSDR's implementation of that program. We
conclude that it will not.
The redressability issues here are analogous to those presented
in Lujan v. Defenders of Wildlife, which set the standard
for establishing constitutional standing when challenging
the actions -- or inactions -- of federal agencies. In Defenders
of Wildlife, the plaintiffs sought both a declaratory judgment
that the Secretary of the Interior's regulation, which
required federal agencies to consult with him about the effect
of their actions only if they would affect endangered species
in the United States or on the high seas, was too geographically
narrow, and an order requiring such consultation for foreign
actions. Defenders of Wildlife, 504 U.S. at 559. Because
other federal agencies were not bound by the Secretary's regulation,
"the only injury in fact respondents complain of
require[d] action . . . by the individual funding agencies." Id.
7397 at 571. Ordering the Secretary of the Interior to act would not
remedy the plaintiffs' injury; thus the Court concluded that
they lacked standing. Id. at 578.Pritikin attempts to distinguish her
case from Defenders of Wildlife on three grounds. First, Pritikin argues that
ATSDR, unlike the non-party agencies involved in Defenders
of Wildlife, became statutorily bound to act once it found a
"significant increased risk of adverse health effects." Thus,
according to Pritikin, ATSDR would be required to implement
the medical monitoring program if the DOE requested
and provided funding. In advancing this argument, Pritikin
fails to consider one important fact: ATSDR is not bound by
DOE's actions or decisions. ATSDR could choose to ignore
its statutory duty and decline to implement a medical monitoring
program even after DOE included funding for the program
in its budget. Because ATSDR is not a party to this suit,
we cannot prevent this from occurring, nor could we sanction
ATSDR for statutory non-compliance if it chose not to implement
the Hanford medical monitoring program. We simply
cannot compel a nonparty in these circumstances to act, even
if it would be in conformance with a statutory duty.
Next, Pritikin argues that Defenders of Wildlife is distinguishable
through comparison of the respective economic
impacts on the non-party agency of the party agency's action
or inaction. Because DOE is fully liable for the costs of the
medical monitoring program under CERCLA, Pritikin contends
that DOE's budget request and funding will directly
affect whether the medical monitoring program is initiated.
By comparison, in Defenders of Wildlife, the Department of
the Interior only supplied a fraction of the funding for foreign
projects and therefore could not affect their outcomes by
withholding funds. In advancing this argument, however, Pritikin
overlooks an important fact: ATSDR could, for example,
pursue other sources of funding, like Superfund, and later
seek reimbursement from DOE. Such action would be fully
consistent with the statute. Although DOE's decision to
7398
include medical monitoring in its budget could facilitate
implementation of the program, there is nothing in the record
that indicates that its decision not to include the program in
its budget request prevented ATSDR from initiating the program
at all. Of course, because ATSDR is not a party to this
action, there is nothing in the record to indicate what effect,
if any, DOE's failure to budget for the program is having on
its implementation.
Lastly, Pritikin submits that she is challenging a particular
government decision, whereas Defenders of Wildlife involved
a challenge to a generalized level of government action.
While this may be factually true, this argument misses the
mark. Whether the government's challenged action is specific
or general does not -- without more -- demonstrate that the
requested relief will redress the alleged injury.
As in Common Cause, Pritikin has failed to show how
ordering DOE to request funding would lead to the tangible
result of a Hanford medical monitoring program when only
ATSDR has the power to actually initiate the program. In
Common Cause, Appellants sought to force DOE to publish
a final energy conservation plan for federally owned and
leased buildings pursuant to 42 U.S.C. § 6361(a)(2). DOE had
published a Preliminary Plan, but the Final Plan was delayed
by problems with individual agencies. Common Cause, 702
F.2d at 248. Appellants sought publication of the final plan to
reduce federal government energy consumption, which would
alleviate the energy shortage and lower energy prices. Id. at
249. The D.C. Circuit concluded that Appellants lacked standing
because they "utterly failed to indicate . . . how a decree
ordering publication of the Final Plan would be likely to lead
to tangible additions in federal energy conservation above and
beyond those currently being achieved under the regime of
the Preliminary Plan." Id. at 252 (italics omitted).
That DOE is bound to act pursuant to 42 U.S.C.
§ 9604(i)(11) does not meet the constitutional standing
7399 requirements. Pritikin relies on Tennessee Valley Authority v.
Hill, 437 U.S. 153 (1978) ("TVA"),
10 which held that theEndangered Species Act was violated when an agency failed
to "take such action[ ] necessary to insure" its actions did not
jeopardize an endangered species pursuant to 16 U.S.C.
§ 1536, id. at 188, to establish that DOE violated
§ 9604(i)(11) by not taking "such steps as may be necessary
to reduce such exposure and eliminate or substantially mitigate
the significant risk to human health." Even if it were a
necessary step for DOE to include a line item request for
medical monitoring in Hanford, that responsibility alone does
not provide the missing causal link between DOE's budget
request and ATSDR's ability to implement the program Pritikin
desires.
V. Conclusion
Because Pritikin has not shown that her injury was"fairly
traceable" to DOE's actions or that the relief she seeks will
remedy that injury, we hold that Pritikin lacks standing to
bring this suit, and we affirm the decision of the District Court.
11AFFIRMED.
_________________________________________________________________
10 TVA did not involve a standing challenge. In that case, a regional association
of biological scientists, a Tennessee conservation group, and individuals
citizens and users of the Little Tennessee Valley area sought an
injunction prohibiting "the operation of a virtually completed federal dam"
because, "pursuant to authority vested in him by Congress, the Secretary
of the Interior [ ] determined that operation of the dam would eradicate an
endangered species." TVA, 437 U.S. at 156, 161 n.10. The Court reached
the merits of the case and enjoined the completion of the dam.
11 We do not address a question not before this court: whether Pritikin
would have standing if ATSDR were named as a party in this action.
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CIVIL PROCEDURE, ENVIRONMENTAL LAW
PRITIKIN v. DEP'T OF ENERGY, No 99-35581 (9th Cir. June 13, 2001)
Plaintiff who sought medical monitoring from Agency for Toxic
Subtances and Disease Registry lacked standing to sue Department of
Energy to force the department to fund agency's monitoring program
under the citizen's suit provision of CERCLA.
To read the full text of this opinion, go to: [PDF File]
http://caselaw.lp.findlaw.com/data2/circs/9th/9935581p.pdf
PRITIKIN v. DEP'T OF ENERGY, No 99-35581 (9th Cir. June 13, 2001)