Gerald T. Shea, District Attorney, Curtis A. Rankin, Deputy District
Attorney, for Petitioner.
No appearance for Respondent.
Patricia Nemec Ashbaugh for Real Party in Interest.
It is a felony for any person to possess a controlled substance in or
within the grounds of certain state institutions. (Pen. Code,
fn. 1 § 4573.6.) Here we hold that the
broad sweep of section 4573.6 includes state mental hospitals in which
inmates, who have been transferred there for treatment pursuant to section
2684, are involuntarily confined under the custody of peace officers.
An employee of Atascadero State Hospital (ASH) was charged with a
violation of section 4573.6 after methamphetamine allegedly was found in her
purse while she was on hospital grounds. The charge was premised on the fact
that ASH houses mentally ill inmates who have been transferred there for
treatment pursuant to {Slip Opn. Page 2} section 2684. The trial court
granted the defendant's section 995 motion to dismiss the charge on its
finding that section 2684 patients are not located under the custody of
prison officials while they are being treated at ASH. The court also
rejected the People's contention that section 2684 patients are held under
the custody of peace officers while undergoing treatment at ASH.
The People petitioned for a writ of mandate directing the trial court to
vacate its order granting the section 995 motion. Because the trial court
erred in concluding that section 2684 patients housed at ASH are not held
under the custody of peace officers as contemplated by section 4573.6, we
shall grant the writ.
ASH is one of four hospitals in this state under the jurisdiction of the
Department of Mental Health that were established for the care, treatment
and education of mentally disordered individuals. (Welf. & Inst. Code, §§
4100, 7200.) Pursuant to section 2684, inmates confined in state prisons may
be transferred to ASH for care and treatment. Approximately 125 such inmates
are housed at ASH at any given time. Signs conspicuously posted at ASH
provide notice that it is illegal to possess controlled substances within
the hospital or on its grounds.
On the afternoon of February 9, 2003, an ASH police officer discovered
two small bindles of methamphetamine in the purse of employee Breanna Nicole
Ortiz during a search on hospital grounds. Ortiz was subsequently charged by
complaint with violations of section 4573.6 (possession of a controlled
substance in a place where inmates are located) and Health and Safety Code
section 11378 (possession of methamphetamine for sale).
At the conclusion of the preliminary hearing, the magistrate dismissed
the section 4573.6 count on its finding that ASH is not a facility
contemplated by the statute. The People subsequently filed an information
reiterating the section 4573.6 charge. Ortiz moved to dismiss the charge
pursuant to section 995, and the trial court granted the motion. The court
rejected the People's claim that section 2684 inmates remain under the
custody of the Department of Corrections while they are housed at ASH. The
court {Slip Opn. Page 3} further reasoned that an inmate who is transferred
to ASH for treatment pursuant to section 2684 "comes into their custody, not
the custody of police officers who may be working for the hospital, but
custody of the hospital."
The People timely sought writ relief from the trial court's ruling, and
we issued an order to show cause why such relief should not be granted.
Proceedings were stayed pending our decision on the petition.
Section 4573.6 provides in its entirety: "Any person who knowingly has in
his or her possession in any state prison, prison road camp, prison forestry
camp, or other prison camp or prison farm or any place where prisoners of
the state are located under the custody of prison officials, officers, or
employees, or in any county, city and county, or city jail, road camp, farm,
or any place or institution, where prisoners or inmates are being held under
the custody of any sheriff, chief of police, peace officer, probation
officer, or employees, or within the grounds belonging to any jail, road
camp, farm, place or institution, any controlled substances, the possession
of which is prohibited by Division 10 (commencing with Section 11000) of the
Health and Safety Code, any device, contrivance, instrument, or
paraphernalia intended to be used for unlawfully injecting or consuming
controlled substances, without being authorized to so possess the same by
the rules of the Department of Corrections, rules of the prison or jail,
institution, camp, farm or place, or by the specific authorization of the
warden, superintendent, jailer, or other person in charge of the prison,
jail, institution, camp, farm or place, is guilty of a felony punishable by
imprisonment in the state prison for two, three, or four years. [¶] The
prohibitions and sanctions addressed in this section shall be clearly and
prominently posted outside of, and at the entrance to, the grounds of all
detention facilities under the jurisdiction of, or operated by, the state or
any city, county, or city and county."
In granting Ortiz's section 995 motion to dismiss the charge brought
against her under section 4573.6, the trial court concluded that section
2684 inmates are not in prison, located under the custody of prison
officials, or held under the custody of peace {Slip Opn. Page 4} officers
while they are housed at ASH.
Where, as here, the issue to be decided is purely one of
statutory
construction, the question is one of law subject to our de novo review.
(See, e.g., City of Long Beach v. California Citizens for Neighborhood
Empowerment (2003)
111 Cal.App.4th 302, 305.) In construing a statute, we apply settled
rules of statutory construction: "When construing a statute, we must
ascertain the intent of the Legislature so as to effectuate the purpose of
the law. [W]e begin with the words of a statute and give these words their
ordinary meaning. If the statutory language is clear and unambiguous, then
we need go no further. If, however, the language supports more than one
reasonable construction, we may consider a variety of extrinsic aids,
including the ostensible objects to be achieved, the evils to be remedied,
the legislative history, public policy, contemporaneous administrative
construction, and the statutory scheme of which the statute is a part. Using
these extrinsic aids, we select the construction that comports most closely
with the apparent intent of the Legislature, with a view to promoting rather
than defeating the general purpose of the statute, and avoid an
interpretation that would lead to absurd consequences." (People v.
Sinohui (2002)
28 Cal.4th 205, 211-212, citations and internal quotation marks
omitted.)
As we shall explain, mentally ill inmates transferred to ASH pursuant to
section 2684 are neither in prison nor located under the custody of prison
officials. We also conclude, however, that the inmates are held at ASH under
the custody of peace officers employed by the hospital. Accordingly, the
section 4573.6 charge against Ortiz was properly brought.
II.
First, we decide whether ASH qualifies as a "state prison" or a "place
where prisoners of the state are located under the custody of prison
officials," as contemplated by section 4573.6. The People contend that
section 6082 compels a finding that ASH qualifies as a prison in this
context. That section provides that "[r]eferences . . . in Title 5
(commencing with Section 4500) to prisons refer to all facilities, camps,
hospitals and institutions for the confinement, treatment, employment,
training and discipline of {Slip Opn. Page 5} persons in the legal custody
of the Department of Corrections."
The People's argument in this regard merely begs the question whether
inmates who are transferred to ASH for treatment pursuant to section 2684
remain under the custody of the Department of Corrections. To determine the
answer to this question, we must define the term "custody." For purposes
relevant here, custody is defined as "The care and control of a thing or
person. . . . Also the detainer of a man's person by virtue of lawful
process or authority. [¶] The term is very elastic and may mean actual
imprisonment or physical detention or mere power, legal or physical, of
imprisoning or of taking manual possession. . . ." (Black's Law Dict. (6th
ed. 1990) p. 384.) This definition demonstrates that the term "custody" can
mean either actual physical custody or the legal right to care for and
control an individual who may be located elsewhere.
The People concede that the Department of Corrections does not have
actual physical custody of section 2684 inmates while they are housed at
ASH. The People contend, however, that the Department of Corrections retains
legal custody of the inmates. We disagree. Subdivision (a) of section 2684
provides: "If, in the opinion of the Director of Corrections, the
rehabilitation of any mentally ill, mentally deficient, or insane person
confined in a state prison may be expedited by treatment at any one of the
state hospitals under the jurisdiction of the State Department of Mental
Health or the State Department of Developmental Services, the Director of
Corrections . . . shall certify that fact to the director of the appropriate
department who shall evaluate the prisoner to determine if he or she would
benefit from care and treatment in a state hospital. If the director of the
appropriate department so determines, the superintendent of the hospital
shall receive the prisoner and keep him or her until in the opinion of the
superintendent the person has been treated to the extent that he or she will
not benefit from further care and treatment in the state hospital." An
inmate transferred to ASH pursuant to this section is returned to prison
only if the hospital superintendent determines the inmate "has been treated
to such an extent that such person will not benefit by further care and
treatment in the state hospital . . . ." (§ 2685.)
Accordingly, the Department of Corrections has no power to care for or
{Slip Opn. Page 6} control inmates after they are transferred to ASH
pursuant to section 2684. Once the transfer has occurred, the superintendent
of the hospital has the sole authority to determine whether the inmate
should be returned to prison.
In arguing that section 2684 inmates remain under the custody of prison
officials while they are housed at ASH, the People also rely on section
4504, subdivision (b) for the proposition that an inmate is deemed "confined
in" prison while he or she is temporarily outside the walls of the prison
for a legitimate purpose. Aside from the fact that section 4504, subdivision
(b) defines confinement for the sole purpose of determining whether an
inmate is guilty of committing a crime while in prison, section 2684 inmates
who are transferred to ASH are not "temporarily outside the walls or bounds
of the prison" as contemplated by the statute. (§ 4504, subd. (b).) Rather,
inmates are transferred to ASH for treatment, and that transfer may
be permanent. Moreover, the Department of Corrections has no power to
control inmates after the transfer has occurred. It necessarily follows that
section 2684 inmates being treated at ASH are not located "under the custody
of prison officials" as contemplated by section 4573.6.
III.
Section 4573.6 also prohibits the possession of controlled substances in
or within the grounds of "any place or institution, where prisoners or
inmates are being held under the custody of any . . . peace officer . . . ."
In granting Ortiz's section 995 motion to dismiss the section 4573.6 charge,
the trial court rejected the People's contention that inmates housed at ASH
pursuant to section 2684 are held under the custody of peace officers.
Instead, the court concluded that the inmates are under the custody of ASH.
Although we do not disagree with the proposition that section 2684
inmates are under the custody of ASH, they are held under custody by
peace officers within the facility. Notwithstanding the fact that ASH is
under the jurisdiction of the Department of Mental Health, inmates
transferred there for treatment pursuant to section 2684 are confined just
as if they were in prison; it is the duty of law enforcement officers
employed by the hospital to prevent them from leaving the premises. Officers
of state {Slip Opn. Page 7} hospitals under the jurisdiction of the
Department of Mental Health are empowered to take such action, for they "are
peace officers whose authority extends to any place in the state for the
purpose of performing their primary duty . . . ." (§ 830.38.)
fn. 2
In reaching a contrary conclusion, the trial court relied on dicta in
In re Bennett (1969)
71 Cal.2d 117, 120, to the effect that inmates are under the custody of
ASH while they are being treated there. Aside from the fact that cases are
not authority for propositions not considered (see Jones v. First
American Title Ins. Co. (2003)
107 Cal.App.4th 381, 390), we do not quarrel with the proposition that
section 2684 inmates are located under the custody of ASH. Rather, we simply
recognize that custody as contemplated by section 4573.6 refers to the
individuals within an institution who have the authority to prevent the
inmates from leaving. At ASH, that authority lies with the hospital
administrator (who also holds the power conferred on peace officers) and, by
extension, the peace officers within the hospital's employ. (Welf. & Inst.
Code, §§ 4313, 4493.)
Our conclusion that section 4573.6 applies to ASH is consistent with the
statute's purpose to deter the presence of illicit drugs in custodial
institutions. (Mathis v. Appellate Department (1972)
28 Cal.App.3d 1038, 1041; People v. Waid (1954)
127 Cal.App.2d 614, 617.) The statute was deemed necessary to ensure
orderly administration and security within such institutions. (People v.
Clark (1966)
241 Cal.App.2d 775, 779-780; Davis v. Superior Court (1959)
175 Cal.App.2d 8, 19-20.) Because ASH is a custodial institution with
regard to the inmates who are transferred there pursuant to section 2684,
and their movement within the facility is controlled by peace officers
employed by the hospital, ASH qualifies as an institution where inmates
{Slip Opn. Page 8} are held under the custody of peace officers as
contemplated by section 4573.6.
DISPOSITION
Let a peremptory writ of mandate issue directing the Superior Court of
San Luis Obispo County to vacate its order granting Ortiz's section 995
motion dismissing count 1 of the information alleging a violation of section
4573.6, and to enter a new order denying the motion and reinstating the
section 4573.6 count.
Gilbert, P. J., and Coffee, J., concurred.
FN 1. All
statutory references are to the Penal Code unless otherwise noted.
FN 2. See also
Welfare and Institutions Code sections 4313 and 4493 ["The hospital
administrator of each state hospital may designate, in writing, as a police
officer, one or more of the bona fide employees of the hospital. The
hospital administrator and each such police officer have the powers and
authority conferred by law upon peace officers listed in Section 830.38 of
the Penal Code. . . . When and as directed by the hospital administrator,
such police officers shall enforce the rules and regulations of the
hospital, preserve peace and order on the premises thereof, and protect and
preserve the property of the state."].
People v. Superior Court (Ortiz) (2004) , Cal.App.4th
No B170471
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